Epilepsy: A Comprehensive Textbook
2nd Edition

Chapter 29
Neocortical Anatomy and Physiology
Kristen A. Richardson
Erika E. Fanselow
Barry W. Connors
Introduction
The neocortex in humans is a sheet of gray matter, 2 to 3 mm thick, with a surface area of about 2,400 cm2, the size of a chess board. Like crumpled paper, the neocortex is folded into multiple gyri and sulci, and so fits compactly into the cranium. Gyri and sulci may be more than a solution to a packaging problem; by one view, they may also serve to compartmentalize neocortical functions.192 Neocortex, together with the white matter that makes up its axonal connections, comprises about 80% of human brain volume.137 Not necessary for life itself, the neocortex is essential for proper perception, motor control, memory, and cognition. Its neural circuits can adapt to a wide variety of functions, and the behavioral characteristics that define humanity can undoubtedly be ascribed to the unique expanse of neocortex enjoyed by our species. Unfortunately, possession of a neocortex comes with significant risk. The neurons and circuits that are fundamental to its normal operations can, with little provocation, produce the spectacularly disruptive activity of a seizure.
The mechanisms of clinical seizures in the neocortex are only poorly understood. However, knowledge of the basic anatomy and physiology of the neocortex is essential even to frame the questions about seizure mechanisms. Indeed, an interest in seizures has inspired many basic studies of the neocortex. The literature on neocortical biology is appropriately immense and eclectic, and numerous reviews are available.1,25,50,57,77,125,128,129,141,194 This chapter briefly describes the structure and function of the neocortex, emphasizing those features that may contribute to its epileptic tendencies.
Basic Anatomy and Physiology of the Neocortex
The intricate structure of the neocortex has resisted explanation for at least 150 years.95 On the one hand, all neocortex—from mouse to man—shares a set of common properties: The histologic appearance is comparable, the classes of neurons and the gross pattern of their connections are very similar, and the same transmitters are in use. Nevertheless, the neocortex is subdivided into many distinct areas, perhaps 50 to 100 in humans, and the number and types of areas vary widely among species. The important distinguishing features of each area include variations in cell lamination (useful for identification of the area), the patterns of axonal connections (hinting at the function of the area), and the details of neuronal structure, local interconnections, and biochemistry and gene expression (fodder for mechanistic speculations). Areas may also differ in the physiologic properties of their neurons and synapses. Nevertheless, despite knowing a tremendous amount about the general and specific structure and function of the neocortex, it is still fair to say that we cannot describe with confidence what the fundamental task of any one area of neocortex is.
Lamination as a Structural Principle
Anatomists have settled on a general six-layer nomenclature for the neocortex, although some layers can be further subdivided in many cortical areas and species.24,104 Layering is easy to see, so the different lamination patterns of neurons, myelin, or various other structural features (glia, blood vessels, biochemical markers) have served as the basis for many schemes for neocortical parcellation. The most common approach to neocortical cytoarchitecture is Nissl staining, which highlights the cell nuclei and darkly staining clumps of material around the nuclei of neurons (Fig. 1). The Nissl-stained neocortical layers are distinguished by the density and size of their constituent neurons. In general, layer I (the “molecular” layer) is just below the pia and is thin and virtually neuron free. Layers II and III are hard to separate in many areas and contain medium-sized neurons in moderate density. Layer IV is the “granular” layer because of its densely packed, small neurons. Layer V contains the largest neurons of the neocortex and includes the output cells. Layer VI (the “multiform” layer) has a wide range of neuronal sizes and shapes. This general scheme has myriad variations that early anatomists, notably Brodmann, used to distinguish and define the areas of the neocortex. For example, Brodmann’s area 17 (primary visual cortex) has a thick layer IV with a “striated” appearance, whereas area 4 (primary motor cortex) lacks an obvious layer IV, but has exceptionally large, pyramidal-shaped neurons in layer V.
Modern anatomic methods show that the axonal connections of the neocortex are also distinctively laminated (Fig. 2). As a rule, specific neural information enters an area of the neocortex only via axons from the thalamus or other areas of cerebral cortex. Additional sources of extrinsic input include a variety of nuclei in the brainstem that project diffusely across the neocortex and deliver modulatory substances, such as norepinephrine, serotonin, acetylcholine, and dopamine.121 Thalamic afferents from specific nuclei terminate primarily within layers III, VI, and (especially) IV. However, all other cortical layers may also receive thalamic input, depending on the area and thalamic nucleus in question.81 Although thalamic axons are the source of input to the neocortex from the external world, they provide only a minority of all cortical synapses; even in layer IV, only 5% to 20% of synapses are from the thalamus.142,194 Most of the rest of neocortical synapses are from the neocortex itself. Neurons in layers II and III project densely upon layers III and IV (primarily) in other areas, whereas cells in layers V and VI project to distant areas and terminate above and below layer IV.
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FIGURE 1. Variations in laminar structure of neocortex. Top: Nissl-stained sections, with layers indicated. Bottom: Brodmann’s cytoarchitectonic regions of the human cerebral cortex (lateral aspect). (From Martin JH. Neuroanatomy: Text and Atlas. New York: Elsevier; 1989, with permission.)
FIGURE 2. Summary of the major connections to and from a generic neocortical area.
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Vertical Organization of Neocortex
Nissl stains give the illusion that the neurons of the neocortex are like so many stratified grains of sand and gravel. Despite variable lamination, there is surprising uniformity of dimension. Across cortical areas and even across species, the number of neurons within a vertical column of gray matter with a surface area of 1 mm2 is nearly identical.148 Although some variations exist among areas,13 the only major exception to this rule of uniformity is the primary visual cortex of primates, which has twice the neuron density of most other areas.
Nissl stains illuminate only somata, but the vast majority of each neuron’s volume and surface area is in its dendrites and axons, which may stretch across layers and between areas. In the neocortex, a tendency exists for these cellular processes to extend strongly in the vertical dimension and for cells in vertical arrays to be densely interconnected. Pyramidal cells, in particular, seem to have evolved an efficient shape to collect synaptic input from a vertically oriented zone of tissue that may span several layers.56,174 Physiologic studies show that the sensory or motor response properties of neurons in vertical “columns” of neocortex are often quite similar, whereas neighboring neurons along the horizontal dimension are relatively more different.9,86,127,128 The widespread tendency for neocortical neurons to organize into vertical groups has prompted speculations that the neocortex is basically modular128; small columns form the irreducible units of neocortical organization, and new areas and functions are built up by simply adding more columnar modules. This scheme is appealing but unproven.
Systematic anatomic and physiologic measurements have suggested a basic vertical circuit for neocortex.7,8,72 It begins in layers III and IV, where the main thalamic input arrives. Local axons of the spiny stellate cells in layer IV then excite pyramidal neurons in the upper layers, which in turn strongly excite neurons of layer V. Layer V cells synapse upon cells of layer VI, and these return excitation both to the thalamus and to layer IV. The neocortex is primarily feeding information back upon itself, which may be the single most important thing we can say about its susceptibility to seizures. If excitation were the only story, however, the cortex would seize interminably. In parallel with the loops of excitatory circuitry, γ-aminobutyric acid (GABA)-releasing neurons also receive excitation and, in turn, inhibit pyramidal neurons, both ahead of and behind them in the circuit flow.42,96,162
Topologic maps of the vertical organization of neocortex have been described for many different areas and species; these reveal that, in many cases, “columns” have been misnamed. For example, in visual cortex, the zones specific for ocular dominance look, from the surface, like alternating bands or slabs, whereas the organization of neurons with similar stimulus orientation preferences resembles radiating pinwheels.11,21 Furthermore, these two maps of visual function are coextensive—they use the same sheet of cortex simultaneously but divide it quite differently. For the most part, the anatomic underpinnings of functional columns have not yet been demonstrated in detail.28,83 In a general way, vertical connectivity must link neurons across layers, but with a high degree of specificity.
Horizontal Organization of Neocortex
Although vertical connections received early114 and sustained publicity, the horizontal connections of the neocortex are also widespread, complex, and essential. Their existence provides a ready set of pathways for the rampant propagation of seizures. A few generalizations about horizontal connections can be made: They vary from very short to very long, they are reciprocal, and they tend to terminate in discontinuous, patchy patterns.
In a single brain, the neocortex consists of two continuous sheets, one in each hemisphere. Horizontal connections exist between points on this sheet at very local scales (within single microcolumns), at intermediate scales between columns, within areas, between adjacent areas, and at long distances between far-flung ipsilateral areas, as well as between homologous contralateral areas via connections through the corpus callosum. In most cases, the horizontal interconnections at all scales are reciprocal; a set of connections from cell group A to cell group B is matched by a set of connections from B to A. The patchiness of interconnections is nearly ubiquitous, although there are exceptions,185 and both the regular patterns of connections and the scale of their periodicities tend to be strikingly similar across cortical areas.73,97,110,111
Horizontal interconnections, especially over intermediate and long distances, are overwhelmingly excitatory, reinforcing their relevance for the spread of seizure activity. Experimental work has shown that local variations of horizontal excitatory connectivity are an important determinant of the speed and route of seizure propagation.35,143,183 At shorter distances, on the order of adjacent intercolumn distances within one area, there may be a liberal mix of horizontal inhibitory and excitatory connections. The spatial details and relative strengths of these connections are variable with area and are probably critical in helping to determine the unique functions of each area.
Growing evidence also suggests that horizontal connections mediate some forms of experience-dependent plasticity in sensory and motor areas of the neocortex.71,153 Cortical synapses can either strengthen or weaken, depending on their recent history of activity,12 axons and synapses remodel dynamically165 and, over weeks and months, cortical axons can also sprout new branches in response to chronic alterations of thalamic input.53 It seems very likely that the grossly abnormal activity of chronic seizures could induce significant physical and physiologic changes in cortical circuitry.
Diverse Neurons of Neocortex: Morphology
At first glance, the neurons of the neocortex are dazzling in their diversity. By examining cellular morphology, connections, biochemistry, and physiology, however, order emerges.4,195 The neurons can be divided into two major groups based on structure—spiny neurons (about 70%–85% of the total cells) and aspiny (“sparsely spiny” or “smooth”) nonpyramidal neurons.56,141,162 Spines are small (about 1–0.2 μm on average), membranous excrescences along the shafts of dendrites.
Within the cortex, spines are notable as the major site of excitatory synaptic input onto spiny cells. The spiny and aspiny morphologic categories also correspond to basic cellular functions. Spiny cells make excitatory synapses that use the excitatory amino acid glutamate; aspiny nonpyramidal neurons make inhibitory GABA-utilizing synapses. Neurotransmitters of the neocortex will not be specifically covered in this chapter, but numerous reviews are available (see Chapters 22 and 23).
FIGURE 3. Inhibitory interneuron subtypes. A: Double bouquet cell. B: Bitufted cell. C: Bipolar cell. D: Multipolar cell. E: Neurogliaform cell. F: Basket cell. G: Martinotti cell. H: Axo-axonic/(chandelier cell). Bold lines represent dendrites, fine lines represent axons. Gray cells represent excitatory neurons.
The two major classes of cortical neurons, in turn, are subdivided. The excitatory, spiny cells include pyramidal cells and spiny nonpyramidal cells (often called spiny stellate cells). Pyramidal cells are the majority class of neurons in the neocortex. They have a high density of dendritic spines (rare exceptions to this rule exist), prominent apical dendrites, and an axon that projects out of the cortex, as well as locally. Pyramidal cells vary widely in size, shape, axonal structure, and their somata appear in all layers except layer I.56 Spiny stellate (nonpyramidal) cells are relatively small neurons of layer IV, with high spine density and axons that terminate in excitatory synapses. Spiny stellate cells are distinguished from pyramidal cells by the
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absence of an obvious apical dendrite, and their axons usually do not leave the cortex (although a minority may send axons out of the cortex).188 Because of their excitatory function and spiny dendritic structure, spiny stellate cells may be considered a simple variant of the pyramidal cells. This view is supported by the development of spiny stellate cells; apparently, they begin life as pyramidal neurons, and during postnatal maturation, they gradually retract their apical dendrites.187
The inhibitory, sparsely spiny, nonpyramidal neurons are a very diverse group.102,118,195 Whereas their dendritic patterns vary systematically,37 a more useful characteristic is the pattern of their axon arbors, which do not leave the local area of cortex but which may be distinctive and specific.61 As schematized in FIGURE 3, common morphologies for inhibitory interneurons include double bouquet cells, whose axons and dendrites project within a long, narrow, vertical column; bitufted cells, whose collaterals form two highly branched protrusions from the soma; bipolar cells, which have long collaterals projecting vertically above and below the soma; multipolar cells, which have round somata with multiple dendrites projecting radially; neurogliaform cells, whose dendrites form relatively tight, symmetrical spheres around their somas; basket cells, whose axons tend to form basket-like shapes around the somata of their target cells; Martinotti cells, which can have their soma in layers II to V and project their axon up to layer I, where they ramify up to several millimeters; and axo-axonic cells, whose dendrites terminate on the axon initial segments of target pyramidal cells, forming structures that resemble candlesticks (thus the alternative name, chandelier cells). Note that this is not an exhaustive list of inhibitory neuron morphologies, nor do neurons always fit clearly into one morphologic subtype.
It has been shown that somatic and perisomatic targeting cells can readily suppress action potentials,124 suggesting that these inhibitory neurons could closely control the output of their target neurons. Because of their potentially strong control over pyramidal cell output, loss of axo-axonic cells has been implicated in epilepsy.55 It has also been proposed, paradoxically, that axo-axonic cells actually excite pyramidal neurons because of a relatively high internal chloride ions [Cl-] in axon initial segments.173
Other inhibitory neurons terminate on the dendrites of their target cells. Examples include double bouquet cells, bitufted cells, bipolar cells, neurogliaform cells, and Martinotti cells (Fig. 3A–C, E, G). The nature of the inhibition from these cells probably differs from interneurons that synapse in somatic or perisomatic regions. Dendrite-targeting inhibitory cells can alter the way their target cell integrates synaptic input within the dendrites, and it is thought that these cells can suppress dendritic calcium ion (Ca2+) spikes,106,124 decreasing the ability of excitatory inputs to propagate along the dendrites.
Classes of inhibitory cells may also be defined by interesting variations in peptide cotransmitters (in addition to the GABA that they all contain),80 by different types of Ca2+ binding proteins they express,100,184 and by their expression patterns of a wide variety of genes.22,131,170 Three main Ca-binding proteins have been useful as markers of interneuron types: Calbindin (CB), calretinin (CR), and parvalbumin (PV). The most common neuropeptides used to identify inhibitory interneuron subtypes include cholecystokinin (CCK), somatostatin (SOM), and vasoactive intestinal peptide (VIP). Double labeling studies have shown that several of these markers tend to co-exist within cells (e.g., CR and VIP), but others never or very rarely co-exist (e.g., PV and SOM). Kawaguchi and Kubota103 divided prefrontal neocortical inhibitory neurons in layers II through VI into four main groups based on these markers. Group I contains PV; group II contains SOM and neuropeptide Y (NPY); group III contains CR, VIP, and CCK; and group IV contains large CCK cells. However, it is not clear that these groups correlate well with specific morphologic or physiologic subcategories of inhibitory neurons. One pattern that does emerge is that PV
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appears to be associated with somatic/perisomatic or axo-axonic targeting cells, whereas CR is largely associated with dendritic targeting cells (reviewed in118).
FIGURE 4. Variations of intrinsic firing patterns of layer V pyramidal cells in rodent neocortex. A: Regular-spiking pattern, showing spike frequency adaptation. B: Dye-filled regular-spiking pyramidal cell. C: Intrinsic bursting activity. D: Dye-filled intrinsically bursting cell. A and C are reprinted from Agmon A, Connors BW. Correlation between intrinsic firing patterns and thalamocortical synaptic responses of neurons in mouse barrel cortex. J Neurosci. 1992;12:319–229, with permission; B and D are reprinted from Cauller LJ, Connors BW. Synaptic physiology of horizontal afferents to layer I in slices of rat SI neocortex. J Neurosci. 1994;14:751–762, with permission.
Diverse Neurons of Neocortex: Physiology
Just as neurons vary in their shape, transmitter, and synaptic connections, they may also differ in their intrinsic physiologic properties.46,49,112 “Intrinsic physiology” is defined as a neuron’s inherent ability to respond to stimuli, apart from the effects of the neural network surrounding it; intrinsic physiologic properties derive from the cell’s membrane (and its ion channels, primarily) and metabolic properties (such as ion pumps and control systems, second-messenger systems, and energy management). Takahashi176 was the first to show that the intrinsic properties of neocortical cells had diverse properties. Recording from the pyramidal tract neurons of the cat, he found that axonal conduction velocities correlated with somatic spike duration, time constant, input resistance, and duration of the afterhyperpolarization. Since then, numerous studies have used methods of intracellular recording, single-cell staining, and isolated brain slices in vitro to demonstrate that the intrinsic physiology and morphology of neurons in the neocortex are related. The impact of a neuron’s intrinsic properties can be appreciated from its response to simple injected current stimuli, as shown in FIGURE 4. Some cells produce a tonic, uniform spike frequency; others display strong adaptation; and still others generate periodic bursts. Clearly, when faced with the same input, each of these neurons provides a very different message to its postsynaptic targets. Myriad variations on these basic themes exist in the neocortex and in the rest of the brain.
Regular-Spiking Pyramidal Cells
The “regular” intrinsic firing pattern130 (regular implying most common) is that of most pyramidal cells from layers II to VI.47,122,164 Regular-spiking (RS) cells usually fire a single spike to a threshold current pulse. Their action potentials rise at a higher rate than the rate at which they fall. These may display a combination of fast, medium, and slow afterhyperpolarizations, as well as a brief afterdepolarization.29,47,115,155
Repetitive firing has an initially high frequency that subsequently shows strong adaptation; that is, spike frequency declines during a sustained stimulus. Most RS cells adapt from a beginning rate of several hundred hertz to a relatively stable, but much lower, rate within about 200 msec. The adapted rates are rarely higher than 50 to 100 Hz. Some RS cells adapt steeply and often stop altogether, even as stimulus current is maintained.2,33 One subclass of nonbursting pyramidal cell displays no frequency adaptation but generates a very rhythmic pattern of single spikes instead.158 Near threshold, at about –65 to –60 mV, these cells can be bistable, shifting from silence to repetitive firing at low (5–12 Hz) rates when triggered by brief stimuli.
Intrinsically Bursting Pyramidal Cells
A particularly interesting type of cortical neuron, especially in the context of seizure generation, is the intrinsically bursting (IB) cell. Although RS cells generate a single spike to a just-threshold stimulus, the minimal response of the IB subgroup of pyramidal cells is usually a high-frequency cluster of action potentials or “burst.”47,109,122 Each burst consists of 3 to 5 spikes firing at about 150 to 300 Hz. Bursts occur either singly or in repeating patterns of bursts at 5 to 15 Hz.2,34,158 Near firing threshold, repetitively bursting neurons of layer V can also exhibit a bistable state similar to the single-spiking cells described in the previous section. Small triggering stimuli generate long-lasting responses consisting of rhythmic bursts or burst-single spike complexes. These IB cells have been implicated in the initiation of epileptiform activity in experimental studies of neocortex in vitro.44
Although most physiologic studies of neurons have actually been studies of their somata, this misses most of the point for pyramidal cells; as much as 97% of their membrane area is actually dendritic,109 and 1 mm3 of neocortical gray matter contains a total dendritic length of about 450 m.25 The patch-clamp method has allowed direct recordings from cortical dendrites. These have shown that the dendrites of pyramidal cells are quite excitable and express sodium (Na),88,168 Ca,5,106,116 and potassium (K)94 currents that can powerfully affect the cells’ ability to transform synaptic inputs. Indeed, electrically excitable dendrites are probably essential for the efficacy of many distal synaptic inputs onto the longest dendrites of neocortex—synapses in layer I onto the dendrites of cells with their somata in layer V, for example.31 In addition, just as the intrinsic physiology of neuronal somata can vary in neocortex, the physiology of long dendrites can also vary systematically from one cell type to another.106 The properties and significance of electrically excitable dendrites are being intensively investigated.167,191
FIGURE 5. The differential responses of inhibitory neurons to pulses of injected current can be used to identify different neuronal types. A: Response of an FS neuron to just-threshold (bottom) and suprathreshold (top) current pulses. B: Response an LTS neuron to just-threshold (bottom) and suprathreshold current pulses. C: Action potentials of FS neurons are narrower than those of LTS neurons.
The density of IB cells is strikingly dependent on the cortical layer. In rodent sensorimotor cortex, their somata are most frequently observed in layer V—its deeper aspects in particular.34,122 However, they are also seen in layer IV in some species and cortical areas.34,47 Most or all of the layer V IB cells are subcortical projection neurons.98,190
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Diverse Physiology of Inhibitory Interneurons
Many of the GABA-utilizing, inhibitory interneurons of the neocortex have a distinctive intrinsic physiology earning them the name fast-spiking (FS) cells. Their action potentials are exceptionally brief (<0.5 msec).130,160,172 Intracellularly recorded, the FS cell spike has a rate of fall almost as fast as its rate of rise and a deep but brief afterhyperpolarization.122 The inhibitory synaptic effect of FS cells has been confirmed by directly demonstrating that they make gabaergic synapses in tissue culture87 and by showing their immunoreactivity for GABA and glutamic acid decarboxylase (GAD), the synthesizing enzyme for GABA.99
The most distinctive physiologic property of FS neurons is that they can fire at very high rates with little or no adaptation. When activated by coherent synaptic excitation following a single shock, FS cells are impressively responsive. They will often generate a train of spikes at relatively high frequency,33,99,122 whereas RS cells usually fire one or two spikes. When a just-suprathreshold current step is injected into an FS cell with an intracellular electrode, the cell will often pause prior to firing, then produce the first spike after a considerable delay (Fig. 5A, bottom). Firing becomes repetitive with increasing stimulus amplitude, and rates can reach to >300 Hz (Fig 5A, top).15,122 FS cells show little or no spike-frequency adaptation. FS cells include basket cells and chandelier cells. They often express PV.
Not all GABAergic neurons in the neocortex are FS cells. Some aspiny nonpyramidal cells in early studies of rat motor cortex99 and human neocortex63 described interneurons with “low-threshold spikes” (LTSs)—slow, depolarizing waves produced by low-threshold Ca2+ currents that can trigger one or more fast Na+-dependent spikes at high frequency. They also show marked adaptation of firing frequency (Fig. 5B, top), and have wider action potentials than do FS cells (Fig. 5C). These cells often express SOM, but rarely PV, and include Martinotti cells, double bouquet cells, and bitufted cells. Similar neurons have also been referred to as regular-spiking nonpyramidal (RSNP) cells.101
Neocortical interneurons include cell classes with a variety of other intrinsic spiking patterns, such as bursts or irregular Spike (Is or “stuttering”) patterns. The intrinsic spiking patterns of interneurons often correlate closely with cell morphology, synaptic properties, and gene expression.75,170
Synaptic Physiology of Neocortical Neurons
Excitatory and Inhibitory Chemical Synapses
The functional properties of glutamatergic and GABAergic synapses in the cerebral cortex are complex and reasonably well understood (Chapters 22, 23). Within the neocortex, the strength and dynamics of chemical synaptic connections vary widely and tend to correlate with the types of neurons involved on both the presynaptic and postsynaptic sides. Thalamocortical synapses, which are the neocortex’s most important source of specific information, are exceptionally strong and reliable compared to excitatory synapses that interconnect neocortical neurons.15,68,70 Thalamocortical connections are also subject to unusually strong short-term depression when activated at high frequencies. The strength and dynamics of the synapses that interconnect different types of pyramidal cells in the neocortex also vary, although most display short-term depression.180
Inhibitory interneurons, befitting their diverse morphology and physiology, have input and output synapses with a wide variety of functional properties.118,181 The FS and LTS cells illustrate this particularly well.15,68,146 When a presynaptic excitatory neuron fires at high frequencies (>10 Hz), the EPSPs recorded in the two types of inhibitory interneurons differ in several ways. The amplitude of the initial EPSPs is relatively large and reliable in FS cells, and substantially smaller and less
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reliable in LTS cells. Subsequent EPSPs are strongly depressed in FS cells but they facilitate powerfully in LTS neurons, particularly above about 20 Hz. This suggests that FS cells are ideal for responding precisely and reliably to transient neural activity. In contrast, LTS cells are not particularly responsive to brief increases in excitatory activity, but they would become strongly engaged by the sort of rapid, ongoing excitatory drive that might occur during seizure activity.
Electrical Synapses
In addition to chemical synapses, which communicate via diffusible neurotransmitters, neurons can also be connected by electrical synapses, which allow the direct flow of ionic current from one cell to the next. The substrates for electrical synapses are gap junctions: tight clusters of transcellular channels that are permeable to most physiologically relevant inorganic ions as well as to many small organic molecules (generally ≤1 kDa).18
Communication across gap junctions differs from chemical transmission in several ways. First, electrical synapses tend to be faster than chemical synapses. However, because of the capacitance of surrounding membranes, gap junctions act as low-pass filters and limit the rate at which signals can be transmitted.67,68 Second, electrical synapses are bidirectional. The gap junction channels that interconnect neurons in the mammalian brain are essentially linear conductors, so current can flow between cells in either direction in response to voltage gradients across the gap junction.48,69 Thus, electrical synapses can communicate signals that either depolarize or hyperpolarize neurons. Third, unlike chemical synapses in the neocortex, electrical synapses can transmit subthreshold voltage changes; electrically coupled cells can influence one another without firing action potentials.
In the relatively mature neocortex, the vast majority of electrical synapses interconnect inhibitory interneurons.51,67,68 Remarkably, most electrical synapses appear to form selectively between interneurons of the same subtype, and only rarely between interneurons of different subtypes. This specificity of gap junctional connections reinforces the notion that there are functionally distinct subclasses of interneurons in the neocortex.48,82 The subtypes of interneurons that form electrical synapses primarily with homologous inhibitory cells include FS cells,67,68 LTS cells,15,68 cannabinoid receptor subtype 1 (CB1-IS-CCK) neurons,66 multipolar bursting cells,23 and late-spiking cells of layer I.36 The specificity of interneuron gap junctions is not perfect; some electrical synapses have been described between heterologous types of inhibitory interneu-rons.68,159 Electrical synapses are strongest between cells whose somata are within 75 to 100 μm of one another,6,14,67 although dendritic gap junctions may be several hundred μm from a cell’s soma.64 It is estimated that one inhibitory interneuron is electrically connected to 20 to 50 others via gap junctions.6
Electrical synapses have not been observed between pyramidal neurons of the mature neocortex, although there is strong evidence that gap junctions interconnect pyramidal cells of the embryonic and early postnatal neocortex.45,113,139 The functions of neuronal gap junctions during early development are unknown, although they may help to coordinate neurogenesis, differentiation, and the specification of chemical synaptic connections.126
Most gap junction channels in vertebrates are comprised of two hexameric hemichannels made of subunits called connexins. There are about 20 connexin isoforms. Although about half of them are expressed in the mammalian brain, only connexin36 (Cx36) has been consistently demonstrated to be an essential component of neuron-to-neuron gap junctions.16,54,85,186 Additional gap junction proteins, in particular connexin45 and pannexins1 and 2, may also be expressed by central neurons,26,136 but so far, no evidence suggests that they are important for electrical synapses.
Seizures of Neocortex: neurons, circuits, and architecture
Studies of seizures informed some of the earliest speculations about the functions of the neocortex. The insights of John Hughlings Jackson177 were particularly notable. Jackson used astute clinical observations of seizures, postmortem examination of epileptic brains, and imaginative deduction to infer the locale of some motor and sensory functions in the cerebral cortex. Seizures have continued to tell us about the cortex, but there is also an urgent need to use knowledge about the cortex to enlighten our understanding of seizures. What follows is a brief survey of experimental and clinical findings that highlight links between neocortical biology and the pathology of epilepsy.
Neuronal Triggers of Seizures
Ironically, some of the characteristics of neocortical seizures that make them so devastating clinically have also made them a popular subject of experiments: Seizures are readily induced by various means, their electrical correlates are large and easily measured, and neocortical activity during seizures is very simple, compared to activity during normal functions. Detailed studies of experimental animal models of partial seizures have suggested numerous hypotheses of neocortical seizure generation.10,58,92,144 This section focuses on one explicit proposal for the cellular origins of seizure initiation and propagation.43
During a seizure, the neocortex generates hypersynchronous activity that may encompass almost every neuron across a wide area. Where does the trigger for these synchronous events arise? How does that trigger spread to engulf the activity of other neurons? How does a very localized seizure propagate into adjacent areas and beyond? One simple way to induce seizures is to reduce the level of synaptic inhibition. Experiments on slices of rodent neocortex in vitro have provided a variety of evidence that certain pyramidal neurons in layer V may act as both the initiators and propagators of hypersynchronous activity. Seizure-like activity is readily induced when synaptic inhibition is depressed by applying antagonists of GABAA receptors. Even a modest reduction of inhibition, perhaps by 20%, leads to sharply synchronized, often rhythmic activity that can propagate for many millimeters across a cortical slice.33 Under these conditions, synchronized activity is labile, changing its shape from trial to trial. When GABAA receptors are more strongly blocked, synchronized events are more stereotyped, often spontaneous, and propagate unimpeded across the cortex.35,41,74,76,78,143 In each case, layer V is implicated as the initiation site for synchronized activity. If inhibition is eliminated, it is in layer V that epileptiform currents first appear during each event. Layers IV and V are the most sensitive to GABAA antagonists—they have the lowest threshold for event initiation, and synchronous events can be most easily blocked there by applying GABA itself.41 With GABAergic inhibition only slightly reduced, the IB neurons of layer V are the only class of pyramidal cells that consistently generate synchronized excitatory events and spike firing; other pyramidal cells tend to be synchronously inhibited and only weakly excited.33
FIGURE 6. Seizure activity has been associated with a wide variety of changes in cortical cells and circuits. A summary of many of these changes are shown here. There is a general increase in excitatory tone due to increases in glutamatergic connections or due to increases in excitability of some pyramidal cells. Also observed is a decrease in inhibitory tone from cell and synapse loss as well as from changes in GABAergic function related to an increase in ECl-. Each of these changes may or may not occur in seizing tissue depending on the epilepsy model, as described in detail in the main text.
Moreover, when slices are further dissected with horizontal cuts and bathed in low doses of GABAA antagonists, those microslices containing layer V (but not other layers) are able to support both the initiation and propagation of
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synchrony.178,179 Small injections of convulsant drugs into neocortex in vivo are most effective at producing epileptiform activity when they are placed in the vicinity of layer IV.60,84
Synchronous activity can also be generated by boosting synaptic excitation. For example, the function of one type of glutamate receptor, the N-methyl-D-aspartate (NMDA) receptor, is facilitated by lowering the magnesium ion [Mg2+] in the bathing solution. This reduces the voltage dependence of the NMDA receptor–operated channel134 and, in the neocortex, leads to spontaneous, highly synchronous events that occur in rhythmic epochs with 4- to 7-Hz discharges.158,171 In horizontally dissected slices in low [Mg2+], a small fragment of layer V is all that is necessary to generate the same type of rhythmic synchrony as the intact slice.62,158 Microslices without layer V resemble intact control slices and are incapable of supporting rhythmic, synchronous activity.
Once synchronous events are initiated locally by neurons of layer V, they may propagate both vertically into other layers and horizontally into adjacent cortex.32,35 During moderate disinhibition, the pathway of preference for horizontal movement is within layer V.178 When inhibition is strongly suppressed, alternative pathways can be found either above or below layer V after removal of layer V. However, it is likely that the pathway through layer V remains the primary mediator of horizontal movement when the cortex is intact.179 Layer V is also implicated in other forms of cortical synchrony, including chronic models of epilepsy (see later discussion).
Novel electrical stimulation–based techniques that target the excitation thresholds of layer V pyramidal cells may prove to be an effective method of seizure control. Electric field modulation of neuronal excitability has been shown to successfully slow and even halt propagating neocortical epileptiform activity in acute preparations.147
In summary, layer V has neurons with the appropriate intrinsic membrane properties, intralaminar connections, neurotransmitter systems, and axonal outputs to generate highly synchronized activity and to impose it on the other neurons of the cortex. It may not be the sole synchronizing network in the cortex, but it is a major one. We do not know which properties of layer V are most responsible for its capabilities. A case can be made that intrinsically bursting neurons are likely instigators of synchrony: They are prevalent in layer V, they are exceptionally excitable, and they have the requisite local connections.32,41,76,158 However, bursting may be only part of the answer or none of it. Unusually strong or dense interconnections between bursting cells, relatively weak inhibition, a unique complement of neurotransmitter receptors, or especially excitable dendrites could be more important. It is likely that several characteristics conspire to make layer V a uniquely excitable network in neocortex.
Seizure-Related Alterations of Neocortical Circuits
Seizure disorders have many causes. Sometimes a clear genetic basis is present (see Chapters 17, 18 and 37). Many developmental anomalies are accompanied by severe epilepsy (see Chapters 14 and 259).3,189 Neocortical insults from tumors, trauma, stroke, and infection are also common instigators (see Section X, Epilepsy Syndromes). The origins of most seizure disorders undoubtedly lie in abnormalities of the basic biology of the cerebral cortex. Unfortunately, the large majority of human seizure syndromes cannot yet be described in cellular or molecular terms, and many cannot be described in any terms beyond their signs and symptoms.
While it has been possible to examine epileptogenic tissue resected from epileptic human patients, recording from normal, relevant control tissue for comparison is rarely feasible. Various chronic animal models of different epilepsies have therefore been developed to examine the differences between normal and epileptogenic tissue (Chapters 36,37,38,39). In general, hyperexcitable or epileptogenic neural tissue from both animal models and human epilepsy patients have demonstrable abnormalities of structure and function. These involve growth of dendritic or axonal arbors, changes in synaptic densities or transmitter receptor numbers, and either increases or decreases in specific types of neurons (Fig. 6). We highlight here a few studies of the changes in anatomy and physiology that are associated with seizure-like activity and hyperexcitability in neocortex.
Network Changes After Status Epilepticus
Malformations of cortical architecture following seizures tend to be layer-specific. For example, in the pilocarpine model of human temporal lobe epilepsy (TLE) a severe episode of status epilepticus (SE) is induced through the systemic injection of the acetylcholenergic agonist pilocarpine. Weeks after this major seizure event, spontaneous seizures begin to occur. In adult rats subjected to this protocol, the thickness of cortical layers II and III decreases, whereas the thickness of layers V and VI increases, resulting in overall neocortical atrophy.152 More specifically, neurofilament protein increases, indicating especially increased dendritic arborization of layer V pyramidal cells into layer I. Studies of postseizure sensorimotor cortex show an overall reduction of both PV-type inhibitory
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interneurons specifically, and GABAergic neurons (indicated by GAD65 staining) in general.157
When SE is induced in relatively young animals, the resulting architectural alterations are surprisingly different from those that occur in more mature brains. PV and GAD65 immunoreactivity actually increase in layer IV of young brains, in contrast to mature brains, whereas neurofilament protein increases in tissue of both ages. Calbindin staining (which was not investigated in the adult study) is reduced after seizures, whereas calretinin staining is similar to that of control tissue.52 These results suggest that specific subtypes of interneurons are differentially affected by seizure activity. Considering the inherent differences in the inhibitory functions of interneuron subtypes (see earlier discussion), this implies that the dynamic balance of inhibition may be altered by prior seizure experience.
Circuit Modifications in Cortical Dysplasia
Experimental models that mimic human developmental anomalies display changes in neocortical architecture and connectivity in and around the focal lesion. The agent methyl-azoxymethanol (MAM) damages dividing and migrating cells. When injected into a pregnant rat, MAM affects the neural development of gestating pups. Results from studies of MAM-induced epilepsy reveal that different types of neocortical interneurons, expressing different neuropeptide markers, are differentially affected. Neurons that express the neuropeptides SOM and VIP are apparently spared, whereas neurons that express CCK and NPY are decreased in cortical regions.30,197 It is apparent, as in the SE, that subtypes of interneurons are differentially sensitive to MAM treatment. The exact impact of these changes on seizure dynamics is, however, unknown.
Layered microgyria can be created in rodents by inducing focal cell death with a freeze lesion during early development and neural migration.89 In this model of cortical dysplasia, the density of inhibitory GABAB receptors is reduced in the lesioned region only, whereas excitatory NMDA receptors increase in the lesioned area and α-amino-3-hydroxy-5-methyl-4-isoxazole propionic acid (AMPA) and kainate receptors increase within the lesion and in surrounding cortex as well196 Jacobs et al.89 found that PV-expressing interneurons are reduced in lesioned cortex and in layers IV and V of neighboring cortex. The levels of PV-expressing cells eventually return to control levels within the lesion, but in the paramicrogyrial region, these cells are permanently deficient.149 Somatostatin-expressing interneurons are also reduced around the lesioned area.138 Electrophysiologic studies indicate that epileptiform activity is more likely to be generated from cells in the paramicrogyrial region than within the lesion focus.89 The enhanced excitability of the surrounding region may be due to an increased density of functional synapses, both inhibitory and excitatory, on layer V pyramidal cells.90
Intrinsic Excitability in Neocortical Epilepsies
Alterations of the intrinsic excitability of neurons can be both a cause and a consequence of seizures. Layer V pyramidal neurons from rats that have experienced chronic pilocarpine seizures show increased excitability.152 In neocortex that has been chronically isolated from surrounding tissue, the excitability of axotomized layer V pyramidal cells is also enhanced compared to controls.145 The mechanisms controlling the intrinsic properties of neurons after seizures are poorly understood. Neuronal excitability depends on a large variety of membrane mechanisms. One of them is the ion channel that mediates the hyperpolarization-activated cation current (Ih), which is carried by Na+ and K+. When activated, Ih tends to depolarize a neuron and reduce input resistance. The strength of Ih changes in several chronic seizure models. In the kainate model of TLE (which resembles the pilocarpine model), pyramidal cells in layer III of entorhinal cortex show strong and persistently reduced Ih after a single seizure. The resulting increase of dendritic input resistance leads to enhanced sensitivity to synaptic inputs.156
The WAG/Rij rat is genetically predisposed to absence epilepsy. Pyramidal neurons in layer II/III of these animals have abnormally low HCN1 protein, one type of Ih channel subunit.166 This apparently leads to higher input resistances, longer-lasting EPSPs, and increased summation of synaptic inputs. Neurons also tend to show more intrinsic bursting behavior. It is possible that a deficit in Ih is responsible for seizure generation in these rats. Chronic imbalances of Ih in other parts of the brain, including the thalamus,27,108 hippocampus, and subiculum, may also contribute to seizure-related activity.19
A variety of other types of ion channels has been associated with changes in intrinsic excitability following seizures,123 including A-type K+ channels,19 and Ni2+ sensitive T-type Ca2+ channels.169,193 Mutations of genes encoding voltage-gated Na+ and other channels are the basis for several forms of epileptic phenotypes.133
GABA as an Excitatory Neurotransmitter
The inhibitory action of GABA is crucial for maintaining the balance of excitation and inhibition in the brain. A primary mechanism of GABAergic function is the opening of Cl- channels following activation of GABAA receptors. The reversal potential of Cl- is generally at or negative to resting membrane potential, so that activation of GABAA receptors usually results in an outward current that opposes excitatory influences. Shifting ECl positively can, however, render GABA excitatory, as it sometimes is early in normal brain development.17 One of the important regulators of intracellular [Cl-] is the potassium-chloride cotransporter, KCC2, which is impaired in some animal models of epilepsy. For example, excitatory actions of GABA in the secondary focus of a unilateral pilocarpine-induced epileptic hippocampus may be related to progressive KCC2 malfunction.105 In the chronically isolated neocortex, ECl of resting neurons is not affected, however a deficiency in the KCC2 transporter slows the extrusion of Cl- following prolonged GABAergic activation.93
Studies of human epileptic hippocampus also indicate that Cl- regulation is disrupted. In a subset of pyramidal neurons in the subiculum, ECl appears to be more positive than the resting potential, and synchronous epileptiform discharges can be blocked with the GABAA antagonists bicuculline and picrotoxin.38
Do Gap Junctions Play a Role in Neocortical Seizures?
Electrical synapses are a particularly effective mechanism for synchronizing neurons.48 As described earlier, electrical synapses extensively interconnect the inhibitory interneurons of the neocortex. It stands to reason that the hypersynchronization associated with seizure activity might be facilitated by interneuronal gap junctions. It is also plausible to suggest that gap junction–mediated synchronization of inhibition would actually tend to suppress seizures.132 Recent human genetic evidence suggests that mutations of the Cx36 gene are associated with a form of juvenile myoclonic epilepsy.79,120 A variety of experimental studies have addressed the potential role of gap junctions in epilepsy; however, it is still unclear whether electrical synapses help or hinder seizures.
Dye-coupling is used as an indirect assay of gap junction connections. Increases in neuronal dye-coupling have been
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observed in both acute (zero extracellular [Ca2+]) and chronic (tetanus toxin injections) models of hippocampal seizures.39,140 The interpretation of these studies is problematic because of the capricious nature of the dye-coupling technique when applied to brain slices.48 Gap junction-blocking drugs such as heptanol, octanol, halothane, and carbenoxolone,20,59,65,107,135,175 and manipulations of intracellular pH,150,163 influence epileptiform bursting in both acute and chronic seizure models.91,154,182 Unfortunately, both the drugs and pH manipulations are nonspecific,151 so that it is not clear whether their effects on seizures were mediated by changes in gap junction function.
Mice with a null mutation for the neuronal gap junction protein Cx36 lack electrical synapses between interneurons in neocortex and hippocampus.54,85 These animals do not have an obvious seizure disorder, although their susceptibility to seizure-inducing stimuli has not been tested. Application of the convulsant drug fampridine (4-AP) to hippocampal slices of Cx36 knockout mice yields fewer long-duration epileptiform discharges but more occasions of burst-like activity compared with wild-type mice.117
Chronic seizures induced by kainate treatment or kindling of the hippocampus lead to downregulation of Cx36 mRNA, although there are no clear changes in Cx36 protein levels.40,161 In the 4-AP seizure model, however, Cx36 mRNA is upregulated along with Cx32 and Cx43, two glial gap junction proteins.65
Unfortunately, the importance of electrical synapses for epilepsy remains ambiguous.
Summary and Conclusions
Although the neocortex is responsible for the most complex of animal behaviors, its cellular and molecular composition is not remarkable. The enzymes, neurotransmitters, and ion channels of the neocortex are widely expressed elsewhere in the brain, and neocortical neurons and synapses are modest variations on common structures. The uniqueness of the neocortex probably derives from its elaborate interconnections and their capacity to dynamically organize, associate, and modify myriad streams of neural information.
Interconnectedness may also explain why the neocortex so readily becomes epileptogenic. Reciprocal excitatory connections, normally essential to link widely dispersed but interrelated neurons, can also mediate abnormally synchronous and spatially rampant seizure activity. Many forces goad the cortex from normal to epileptiform activity. At a broad level, these include alterations in neural and synaptic excitability, metabolic aberrations, reduced synaptic inhibition, and reordering of interconnections themselves. At a more detailed level, there may be abnormalities of the modulation or expression of channels, receptors, and enzymes.
It is clear that seizure disorders have many root causes. Determining causality for clinical seizures is complicated by the intertwined and nested nature of cortical networks and their strongly interdependent structural, electrical, and biochemical components. A deep understanding of human seizures will require a comprehensive understanding of basic neocortical biology.
Acknowledgments
The authors’ research was supported by grants from the NIH (NS25983, NS050434) and by fellowships from the NIMH (5-27453) and the Epilepsy Foundation through the generous support of the American Epilepsy Society and the Milken Family Foundation.
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